If beam search is the answer, what was the question?

Quite surprisingly, exact maximum a posteriori (MAP) decoding of neural language generators frequently leads to low-quality results. Rather, most state-of-the-art results on language generation tasks are attained using beam search despite its overwhelmingly high search error rate. This implies that the MAP objective alone does not express the properties we desire in text, which merits the question: if beam search is the answer, what was the question? We frame beam search as the exact solution to a different decoding objective in order to gain insights into why high probability under a model alone may not indicate adequacy. We find that beam search enforces uniform information density in text, a property motivated by cognitive science. We suggest a set of decoding objectives that explicitly enforce this property and find that exact decoding with these objectives alleviates the problems encountered when decoding poorly calibrated language generation models. Additionally, we analyze the text produced using various decoding strategies and see that, in our neural machine translation experiments, the extent to which this property is adhered to strongly correlates with BLEU.Comment: EMNLP 202

On the Usefulness of Embeddings, Clusters and Strings for Text Generator Evaluation

A good automatic evaluation metric for language generation ideally correlates highly with human judgements of text quality. Yet, there is a dearth of such metrics, which inhibits the rapid and efficient progress of language generators. One exception is the recently proposed Mauve. In theory, Mauve measures an information-theoretic divergence between two probability distributions over strings: one representing the language generator under evaluation; the other representing the true natural language distribution. Mauve's authors argue that its success comes from the qualitative properties of their proposed divergence. Yet in practice, as this divergence is uncomputable, Mauve approximates it by measuring the divergence between multinomial distributions over clusters instead, where cluster assignments are attained by grouping strings based on a pre-trained language model's embeddings. As we show, however, this is not a tight approximation -- in either theory or practice. This begs the question: why does Mauve work so well? In this work, we show that Mauve was right for the wrong reasons, and that its newly proposed divergence is not necessary for its high performance. In fact, classical divergences paired with its proposed cluster-based approximation may actually serve as better evaluation metrics. We finish the paper with a probing analysis; this analysis leads us to conclude that -- by encoding syntactic- and coherence-level features of text, while ignoring surface-level features -- such cluster-based substitutes to string distributions may simply be better for evaluating state-of-the-art language generators.Comment: Tiago Pimentel and Clara Meister contributed equally to this wor

Determinantal Beam Search

Beam search is a go-to strategy for decoding neural sequence models. The algorithm can naturally be viewed as a subset optimization problem, albeit one where the corresponding set function does not reflect interactions between candidates. Empirically, this leads to sets often exhibiting high overlap, e.g., strings may differ by only a single word. Yet in use-cases that call for multiple solutions, a diverse or representative set is often desired. To address this issue, we propose a reformulation of beam search, which we call determinantal beam search. Determinantal beam search has a natural relationship to determinantal point processes (DPPs), models over sets that inherently encode intra-set interactions. By posing iterations in beam search as a series of subdeterminant maximization problems, we can turn the algorithm into a diverse subset selection process. In a case study, we use the string subsequence kernel to explicitly encourage n-gram coverage in text generated from a sequence model. We observe that our algorithm offers competitive performance against other diverse set generation strategies in the context of language generation, while providing a more general approach to optimizing for diversity

Estimating the Entropy of Linguistic Distributions

Shannon entropy is often a quantity of interest to linguists studying the communicative capacity of human language. However, entropy must typically be estimated from observed data because researchers do not have access to the underlying probability distribution that gives rise to these data. While entropy estimation is a well-studied problem in other fields, there is not yet a comprehensive exploration of the efficacy of entropy estimators for use with linguistic data. In this work, we fill this void, studying the empirical effectiveness of different entropy estimators for linguistic distributions. In a replication of two recent information-theoretic linguistic studies, we find evidence that the reported effect size is over-estimated due to over-reliance on poor entropy estimators. Finally, we end our paper with concrete recommendations for entropy estimation depending on distribution type and data availability.Comment: 21 pages (5 pages main text). 4 figures. Accepted to ACL 202

On the Effect of Anticipation on Reading Times

Over the past two decades, numerous studies have demonstrated how less predictable (i.e., higher surprisal) words take more time to read. In general, these studies have implicitly assumed the reading process is purely responsive: Readers observe a new word and allocate time to process it as required. We argue that prior results are also compatible with a reading process that is at least partially anticipatory: Readers could make predictions about a future word and allocate time to process it based on their expectation. In this work, we operationalize this anticipation as a word's contextual entropy. We assess the effect of anticipation on reading by comparing how well surprisal and contextual entropy predict reading times on four naturalistic reading datasets: two self-paced and two eye-tracking. Experimentally, across datasets and analyses, we find substantial evidence for effects of contextual entropy over surprisal on a word's reading time (RT): in fact, entropy is sometimes better than surprisal in predicting a word's RT. Spillover effects, however, are generally not captured by entropy, but only by surprisal. Further, we hypothesize four cognitive mechanisms through which contextual entropy could impact RTs -- three of which we are able to design experiments to analyze. Overall, our results support a view of reading that is not just responsive, but also anticipatory.Comment: This is a pre-MIT Press publication version of the paper. Code is available in https://github.com/rycolab/anticipation-on-reading-time

A Natural Bias for Language Generation Models

After just a few hundred training updates, a standard probabilistic model for language generation has likely not yet learnt many semantic or syntactic rules of natural language, making it difficult to estimate the probability distribution over next tokens. Yet around this point, these models have identified a simple, loss-minimising behaviour: to output the unigram distribution of the target training corpus. The use of such a heuristic raises the question: Can we initialise our models with this behaviour and save precious compute resources and model capacity? Here we show that we can effectively endow standard neural language generation models with a separate module that reflects unigram frequency statistics as prior knowledge, simply by initialising the bias term in a model's final linear layer with the log-unigram distribution. We use neural machine translation as a test bed for this simple technique and observe that it: (i) improves learning efficiency; (ii) achieves better overall performance; and perhaps most importantly (iii) appears to disentangle strong frequency effects by encouraging the model to specialise in non-frequency-related aspects of language.Comment: Main conference paper at ACL 202

Testing the Predictions of Surprisal Theory in 11 Languages

A fundamental result in psycholinguistics is that less predictable words take a longer time to process. One theoretical explanation for this finding is Surprisal Theory (Hale, 2001; Levy, 2008), which quantifies a word's predictability as its surprisal, i.e. its negative log-probability given a context. While evidence supporting the predictions of Surprisal Theory have been replicated widely, most have focused on a very narrow slice of data: native English speakers reading English texts. Indeed, no comprehensive multilingual analysis exists. We address this gap in the current literature by investigating the relationship between surprisal and reading times in eleven different languages, distributed across five language families. Deriving estimates from language models trained on monolingual and multilingual corpora, we test three predictions associated with surprisal theory: (i) whether surprisal is predictive of reading times; (ii) whether expected surprisal, i.e. contextual entropy, is predictive of reading times; (iii) and whether the linking function between surprisal and reading times is linear. We find that all three predictions are borne out crosslinguistically. By focusing on a more diverse set of languages, we argue that these results offer the most robust link to-date between information theory and incremental language processing across languages.Comment: This is a pre-MIT Press publication version of the pape

Revisiting the Uniform Information Density Hypothesis

The uniform information density (UID) hypothesis posits a preference among language users for utterances structured such that information is distributed uniformly across a signal. While its implications on language production have been well explored, the hypothesis potentially makes predictions about language comprehension and linguistic acceptability as well. Further, it is unclear how uniformity in a linguistic signal -- or lack thereof -- should be measured, and over which linguistic unit, e.g., the sentence or language level, this uniformity should hold. Here we investigate these facets of the UID hypothesis using reading time and acceptability data. While our reading time results are generally consistent with previous work, they are also consistent with a weakly super-linear effect of surprisal, which would be compatible with UID's predictions. For acceptability judgments, we find clearer evidence that non-uniformity in information density is predictive of lower acceptability. We then explore multiple operationalizations of UID, motivated by different interpretations of the original hypothesis, and analyze the scope over which the pressure towards uniformity is exerted. The explanatory power of a subset of the proposed operationalizations suggests that the strongest trend may be a regression towards a mean surprisal across the language, rather than the phrase, sentence, or document -- a finding that supports a typical interpretation of UID, namely that it is the byproduct of language users maximizing the use of a (hypothetical) communication channel